院系名称 School	机械与动力工程学院 School of Mechanical Engineering			适用年级 Grade	2020 级 2020 Class
适用专业 Major	动力工程及工程热物理 Power Engineering and Engineering Thermophysics			标准学制 Duration	4年 4 Years
学习形式 Study Mode	全日制 Full time
项目类型 Program Type	学术型Academic
培养层次 Program Level	普博生 Regular Doctoral Students
最低学分 Min Credit	16	最低GPA学分 Min GPA Credit	NA	最低GPA Min GPA		NA

 

二、 学科简介Introduction

 

       上海交通大学动力工程及工程热物理学科始建于1913年，1953年招收我国解放后第一批研究生，是国家首批一级重点学科，首批一级学科博士点。2011年所依托的机械与动力工程学院入选国家高等教育改革试点学院。在百年发展的历史上，培养了“两弹一星”科学家钱学森、王希季等一大批杰出人才。2016年5月入选全球ESI工程学万分之一学科。本学科设有“动力工程与工程热物理”一级学科博士点并设有"动力工程及工程热物理"博士后流动站。

       学科拥有汽车电子控制技术国家工程实验室、燃煤污染物减排国家工程实验室（上海）、船舶与海洋工程动力系统国家工程实验室（上海交大）等3个国家级基地，动力机械与工程教育部重点实验室、太阳能发电及制冷教育部工程研究中心、燃气轮机与民用航空发动机教育部工程研究中心等省部级基地，下设叶轮机械、新能源动力、热能工程、制冷与低温、工程热物理和燃料电池等研究所。本学科师资力量雄厚，有工程院院士3人，中科院院士1人，国家创优争先奖1人，国家级教学名师1人，国家特聘专家3人，长江特聘（讲座）教授3人，国家杰青基金获得者7人，优青4人，青年长江1人，“百千万人才工程”国家级人选4人。拥有国家自然基金创新群体、教育部创新团队和科技部创新人才推进计划重点领域创新团队等先进群体。本学科科研成果丰硕，近年来主持承担国家自然科学基金重大项目、重点项目、国家重点研发专项等20余项，2005年以来获国家自然科学奖3项，国家技术发明奖2项，国家科技进步二等奖2项。

       动力工程及工程热物理博士点为我国能源与动力领域累计培养博士数千名，包括工程院院士黄震教授、国际知名制冷专家王如竹教授等，大批博士毕业生成为科学家、技术权威和行业领袖，为我国能源动力学科和行业发展做出了积极贡献。全日制学术博士生培养过程注重理论与实践相结合，以学术引领和工程应用为导向，研究方向引领能源动力学术研究前沿，并注重解决重大工程中的科学问题。毕业生发展目标主要是活跃在能源动力领域国际学术前沿的学者、行业领袖和技术精英。

      The discipline of Power Engineering and Engineering Thermophysics(PEET) in Shanghai Jiao Tong University was established in 1913. In 1953, it was selected as the first batch of state key discipline as well as one of the first disciplines in China that offered Doctoral degree program in Power and Energy Engineering. Affliated to the School of Mechanical Engineering, it was selected as one of the national pilot schools by Ministry of Education（MOE）in 2011. Over the past century, the discipline has nurtured tens of thousands of graduates, contributing significantly to scientific and technological developments as well as economic growth at the national and international levels. Notable alumni include Xuesen Qian (co-founder of Jet Propulsion Laboratory) and Xiji Wang, whom were awarded the highest national honor – the Two Bombs and One Satellite Meritorious Award. Engineering discipline including PEET was rated as one of the top 0.01% ESI disciplines in May 2016. Aiming to develop an internationally renowned and cutting-edge research in PEET, there has been rapid progress, engagement with world-class scientists, grooming of national talents, and scientific research in the recent decades.

    Cutting-edge research activities currently conducted in PEET are rooted in several national and key regional laboratories, which include National Engineering Laboratory for Automotive Electronic Control Technology, National Engineering Laboratory for Reducing Emissions from Coal Combustion (Shanghai), National Engineering Laboratory for Marine and Ocean Engineering Power System（SJTU），Key Laboratory for Power Machinery and Engineering of MOE, Engineering Research Center of Chinese Ministry of Education (MOE) for Solar Power and Refrigeration, Gas Turbine and Civil Aero-engine. The full spectrum of research directions include Turbomachinery, Advanced Energy and Powertrain Technology, Thermal Energy, Refrigeration and Cryogenics, Engineering Thermophysics and Full Cell. The faculty includes one member of Chinese Academy of Sciences, three members of Chinese Academy of Engineering, one National Excellence Awardee, one National Renowned Teacher, three National Distinguished Professors, and three Chair Professors of Changjiang Scholars Program. In addition, seven faculty members were awarded The National Science Fund for Distinguished Young Scholars, four faculty members were awarded The National Science Fund for Excellent Young Scholars, one faculty member were awarded the Young Changjiang Scholars Program. Our pursuit of research innovation and global excellence has been recognized worldwide. The research were mainly granted by National High Technology Research Development Program China, National Natural Science Foundation of China, and National Basic Research Program of China. Research outcomes have led to 3 National Natural Science Awards, 2 National Technology Invention Awards and 2 Second-grade State Science and Technology Progress Award.

       As a key institute of doctoral degree education in China, PEET is dedicated to nurturing academically inclined, all-rounded, and innovation-orientated students with global perspectives, who can become top engineers or renowned scholars in the global community. There have been thousands of Ph.D. degree students thus far, most of the alumni have grown to scientists, technology experts and industry leaders, such as Professor Zhen Huang, the member of Chinese Academy of Engineering and Professor Ruzhu Wang, an international renowned refrigeration expert. The Doctoral Program aims to develop students with solid theoretical knowledge as well as engineering practices, who would become researchers and industry leaders in power and energy field.

 

三、培养目标 Program Objective

 

       1、具有坚实宽广的动力工程及工程热物理的基础理论和系统深入的专业知识；

     Having a good grasp of the basic theories as well as a systematic and in-depth knowledge of power engineering and engineering thermophysics.

      2、了解本学科的进展、动向和最新发展前沿；

      Keeping track of the progress, tendency and frontier of his/her own research field.

      3、具有独立从事科学研究的能力，能够综合运用相关基础理论、专业知识或新技术开展科学研究工作，并在某一方面取得理论或实践上的创造性研究成果；

   Capable of independent research utilizing the fundamental theories, professional knowledge and frontier technology. Obtainment of innovative achievement either in theory or real-world application.

      4、较好地掌握一定的计算机技术、材料科学、力学等交叉学科知识；

Mastering multi-disciplinary knowledge in the fields of computer technology, material science, mechanics and etc.

      5、具有良好的国际视野，至少掌握一门外语，能熟练地阅读和翻译专业外文资料，具有一定的专业写作和国际学术交流能力；

     Having good global vision, mastering at least one foreign language, including fluent reading and translating of professional documents, good professional writing and academic communication skills.

      6、能够胜任高等教育专业教学、科学研究、工程技术开发或科技管理等工作。

     Qualified for professional teaching in higher education organizations, scientific research, engineering technology R&D, or scientific and technical management.

 

四、培养方式及学习年限 Training Mode and Study Duration

 

      全日制学术博士生采用全日制学习、导师负责制培养模式。

      学制为四年。未能按时完成学业者，经申请批准后其学习年限可适当延长，最长可以延期至六年，在职委培博士生延期至七年。

      Full-time academic doctoral students are tutored full-time by supervisors.

     The length of full-time academic doctoral degree program is 4 years. Students who fail to complete the program within 4 years could apply for extension, with a maximum length of 6 years upon approval. Part-time doctoral students could apply the program extension to 7 years.

 

五、课程学习要求 Course Requirement

 

     全日制学术博士生，课程总学分≥16学分

     Full-time Academic Doctoral Degree Program. Minimum credits: 16 credits.

1. 公共基础课程   5学分
   General Courses, 5 credits
   1. MARX7001中国马克思主义与当代，2学分，必修
      MARX7001 Marxism in China, 2 credits, compulsory
   2. FL6001学术英语，2学分，必修
      FL6001 English for Academic Purposes, 2 credits, compulsory
   3. GE6001学术写作、规范与伦理，1学分，必修，院系开课
      GE6001 Academic Writing, Norms and Ethics, 1 credit, compulsory, offered by ME
2. 专业前沿课：GE6011 学术报告会，1学分，必修
   Frontier Course.
   GE6011, Academic Seminar, 1 credit, compulsory
3. 专业基础课、专业选修课：≥10学分
   Core Courses and Elective Courses. Minimum credits: 10 credits.
4. 统计如下：
   Summarized as below.

课程类别 Course Type	学分要求 Required Credits	门数要求 Required Courses	GPA 学分要求 Min GPA	备注 Note
公共基础课 General Courses	5	3	NA
专业基础课Core Courses、专业选修课Elective Courses	≥10	NA	NA	跨学科选课不超过2门，且仅作为非GPA统计源课程 No more than 2 interdisciplinary courses can be selected, which are counted as non-GPA course.

 

六、培养过程要求 Training Requirement

 

      资格考试：在第三学期结束前进行，最迟第四学期。资格考试两次不通过者经学院审议、研究生院复议，按退学处理。

     Ph.D. Qualification Examination：The examination will be held before the end of 3^rd semester, no later than the 4^th semester. Anyone who fail the examination twice will apply for quitting school after school’s deliberation and the reconsideration of graduate school.

      普博生的资格考试由学院组织，考试形式为：闭卷、笔试，与直博生、硕博连读生一起进行。

     The qualification examination for regular doctoral students shall be organized by school (close-book written examination). The examination is conducted with doctoral after bachelor’s students and the combined master and doctor degree students.

      考试内容：选取3门专业基础课进行考试

Examination content: Choose three major fundamental courses for the examination.

      开题报告：在第四学期进行。开题报告要求就学位论文选题的科学根据、目的意义、研究内容、预期目标、研究方法和课题条件等做出论证。开题报告的文献阅读量应不少于50～100篇。

      Dissertaion proposal: Dissertaion proposal will start in the 4^th semester, which requires an argument on the scientific basis, purpose and significance, research content, expected goals, research methods, and project conditions of intended dissertation topic. Students should read no less than 50 to 100 journal papers of related topic during preparation.

      普博生的论文开题由学院按学科统一组织。首次开题不通过者，可申请二次开题；两次开题均不通过者，经学院审议后进入分流淘汰程序。

       Dissertation proposal defense is organized by school. Anyone who fail the defense twice will enter the shunt elimination program after school’s deliberation.

      年度报告：博士生在完成学位论文开题报告后，按自然年度进行年度考核。博士生需以书面的形式递交年度进展报告给所属学科，在报告中须详细阐述论文研究工作的进展情况及所取得的阶段性成果。

      Annual report: After completion of dissertation proposal, annual progress reports evaluation will be held every year. The annual report must be submitted to the relevant discipline in written form. In the report, the student should elaborate the progress of the dissertation research and results achieved.

       学科组织由导师或指导小组负责人参加的至少3人的年度报告考核小组，对本学科的博士生年度进展报告进行评估，其形式可结合研究生的学术讨论或专题研究报告会进行。导师应对年度进展报告做出综合评估，督促研究生顺利开展课题研究和学位论文撰写。经年度报告考核小组评估，如认为该生不符合博士生培养条件，将停止作为博士生继续培养。

       An annual report assessment committee of at least three members, including supervisor or chair of dissertation committee, should be organized to evaluate the annual reports. This can be done in the form of academic discussion or symposium on selected topics. Supervisors should evaluate the annual report comprehensively, guiding the doctoral students to carry out the dissertation work as scheduled. Anyone who fails the annual report assessment should quit doctoral degree program.

       论文预答辩：在第六学期以后、正式答辩前三个月进行。预答辩由学科组织，同时必须由二名学位委员会成员参加。

       Dissertation pre-defense: After the 6^th semester and three months before dissertation defense. The pre-defense is organized by discipline and at least 2 members should be from the Degree Evaluation Committee of ME School.

       论文答辩：在第八学期前完成，未完成者最多可延期至十二学期。答辩由学科组织，答辩前将由学院督导进行形式审查，对发表小论文不合格、盲审成绩过低等情况将不予审核通过。

       Dissertation Defense: Students are required to pass the dissertation defense before the end of the 8th semester. Students could apply for extension and should complete the dissertation defense before the end of the 12th semester. The dissertation defense is organized by discipline. Before the defense, a routine review will be conducted by the school. Anyone who does not meet the graduation requirements or fails the blind review shall not be approved for dissertation defense.

详见一览表：

See the list for details

	全日制学术博士生Full-time Academic Doctoral Program
资格考试Qualification Test	√
开题报告Dissertation Proposal	√
年度报告Annual Report	√
预答辩Pre-defense	√
答辩Defense	√
实践实习环节Engineering Practice	—

 

七、学术成果要求 Requirement on Academic Requirement

 

       对于博士研究生在学期间发表论文的要求如下：

       Paper Publication Requirements for doctoral students:

       1、每位博士生在其申请学位论文答辩之前，必须在核心及核心以上期刊或者国际会议上发表至少三篇论文（期刊论文二篇以上、会议论文一篇以上）。其中：至少一篇论文（一作）要用英文在国际SCI源刊物上发表或录用、至少一篇论文为国际会议论文。

      It is required that the doctoral students should have at least 3 papers published in core journals or international academic conferences (at least 2 journal papers, 1 international academic conference paper) before applying for the dissertation defense. Among these papers, at least 1 paper should be published or accepted by SCI Journal, at least 1 paper published in international academic conference.

       2、发表学术论文的第一作者单位必须是上海交大。

       The affiliation  of the first author should be Shanghai Jiao Tong University (SJTU).

 

       具体详见《上海交大机械与动力工程学院关于研究生在学期间发表学术论文要求规定（2012 版）》，对达不到发表论文要求的博士生，将无法进入正式答辩。

    See details in “Paper Publication Requirement of ME School, SJTU”. Anyone who cannot meet related requirements is not allowed to apply for the dissertation defense.

 

八、学位论文 Thesis/dissertation work

 

       1、学位论文基本要求Basic Requirements

      博士研究生应选择学科前沿领域或对科技进步、经济建设和社会发展有重要意义的课题作为博士学位论文的选题，博士学位论文能够表明作者具有独立从事科学研究工作的能力，反映作者在本门学科上掌握了坚实宽广的基础理论和系统深入的专业知识。

     The doctoral students should choose topics related to the frontier field of the discipline or that of great significance to the progress of science and technology or economic and social development as their dissertation theme. The doctoral dissertation should demonstrate that the author is capable of undertaking scientific research independently and has a good grasp of the basic theories as well as a systematic and in-depth knowledge of the field of study.

      博士学位论文的选题应具有科学性、学术性、创新性、先进性和可行性。论文选题鼓励与国家自然科学基金项目、省部级以上的重点科研项目等相结合。

      The doctoral students shall choose scientific, academic, innovative, advanced and feasible topics as their doctoral dissertation work. They are encouraged to combine their dissertation work with the National Natural Science Foundation of China and/or provincial- and ministerial-level key research projects.

      学位论文必须是一篇系统的、完整的学术论文，是学位申请者本人在导师的指导下独立完成的研究成果，论文不得抄袭和剽窃他人成果。学位论文的学术观点必须明确，且立论正确，推理严谨，数据可靠，层次分明，文字通畅。博士学位论文字数一般为8～10万。学位论文中使用的术语、符号、代号必须全文统一并符合规范化要求。计量单位一律采用国务院发布的《中华人民共和国法定计量单位》。

       A graduate dissertation shall be a systematic and complete academic paper, and should be completed by the applicant under the instruction of his/her supervisor. No cheating or plagiarizing is allowed. The graduate theses shall demonstrate clear academic insights, with accurate arguments, rigorous reasonings, reliable statistics, well-organized structures and fluent expressions. The terms, symbols and codes used in the dissertation must be unified and conform to the requirements of standardization. All units of measurement shall adopt the "Statutory Unit of the People's Republic of China" promulgated by the State Council.

       2、学位论文的撰写格式Format for Dissertation

根据国家标准《学位论文编写规则》(GB/T 7713.1)，对学位论文撰写提出以下要求：

      The following requirements are put forward for the dissertation writing according to the national standard "Rules for the Preparation of Dissertation" (GB/T 7713.1).

       学位论文应使用中文撰写。申请国际评审与答辩的论文可以用英文撰写论文,但必须列出详细的中文摘要。

      The dissertation should be written in Chinese. Dissertation for International review and defense can be written in English with a detailed Chinese abstract.

       学位论文一般包括以下12部分，依次为封面、题名页、扉页、摘要、目录、符号说明（非必须）、正文、参考文献、注释（非必须）、附录（非必须）、致谢、学术论文和科研成果目录。

      The dissertation generally consists of the following 12 parts: cover, title page, flyleaf, abstracts, contents, List of Symbols (if necessary), main body, reference, annotation (if necessary), appendix (if necessary), acknowledgements, List of Publications and achievements.

       3、学位论文的草稿，应至少在学习结束前三个月完成，并提交导师审阅通过，然后按学校和学院的规定组织论文预答辩、评审和答辩工作。

     The draft of the dissertation should be completed at least three months before the end of the study, and submitted to the supervisor for review and approval, and then the pre-defense, review and defense of the dissertation should be organized according to the regulations of the school.

 

九、课程设置 Courses

 

详见下页 Please refer to the next page.

 

 

撰稿人签字：                             日 期：

校稿人签字：                             日 期：

审核人签字：                             日 期：

 

主管院长签字：                    院系公章              日期：

 

说明：

1. 培养方案制定完成并经院系学位委员会审核通过后，全日制请将本表格电子版(word)发送至SherryLi327@sjtu.edu.cn，非全日制请将本表格电子版(word)发送至jshen@sjtu.edu.cn；
2. 请在新研究生教育管理信息系统完成新培养方案的申请，并在审核通过后将本表格的纸质版（签字盖章）送交研究生院存档。